-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, S+ftsL/XhBcjNsVk8hQP/t3/SJvpRcIj15zrzth3kZJ3VA5HFzXFCGTB2aZCOKA4 VlTRZ7t83Nl7omh5bDns/w== 0001005477-99-004486.txt : 19990928 0001005477-99-004486.hdr.sgml : 19990928 ACCESSION NUMBER: 0001005477-99-004486 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19990927 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: DVL INC /DE/ CENTRAL INDEX KEY: 0000215639 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 132892858 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: SEC FILE NUMBER: 005-37902 FILM NUMBER: 99717653 BUSINESS ADDRESS: STREET 1: 24 RIVER RD CITY: BOGOTA STATE: NJ ZIP: 07603 BUSINESS PHONE: 2014871300 MAIL ADDRESS: STREET 1: 24 RIVER ROAD CITY: BOGOTA STATE: NJ ZIP: 07603 FORMER COMPANY: FORMER CONFORMED NAME: DEL VAL FINANCIAL CORP DATE OF NAME CHANGE: 19920703 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: STEIN KEITH B CENTRAL INDEX KEY: 0001038048 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: C/O DVL INC STREET 2: 70TH EAST 55TH STREET - 7TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2123509900 MAIL ADDRESS: STREET 1: C/O DVL INC STREET 2: 70 EAST 55TH STREET - 7TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 SC 13D/A 1 AMENDMENT NO. 1 TO SCHEDULE 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 -------------- SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) (Amendment No. 1)* DVL, Inc. --------- (Name of Issuer) Common Stock, par value $0.01 per share --------------------------------------- (Title of Class of Securities) 233347103 --------- (CUSIP Number) Howard S. Jacobs, Esq. Rosenman & Colin LLP 575 Madison Avenue New York, New York 10022 212-940-8800 ------------ (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) None ------ (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-l(e), 13d-1(f) or 13d-1(g), check the following box |_|. * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). (Continued on following pages) (Page 1 of 4 Pages) CUSIP No. 233347103 SCHEDULE 13D Page 2 of 4 Pages - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) Keith B. Stein - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |_| (b) |X| - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* N/A (See explanation below) - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) |_| - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION N/A (See explanation below) - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER N/A (See explanation below) -------------------------------------------------------------- NUMBER OF 8 SHARED VOTING POWER SHARES BENEFICIALLY N/A (See explanation below) OWNED BY -------------------------------------------------------------- EACH 9 SOLE DISPOSITIVE POWER REPORTING PERSON N/A (See explanation below) WITH -------------------------------------------------------------- 10 SHARED DISPOSITIVE POWER N/A (See explanation below) - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON N/A (See explanation below) - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* |_| - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) N/A (See explanation below) - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* IN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! Page 3 of 4 Pages This Amendment No. 1 (this "Amendment") amends the Schedule 13D jointly filed with the Securities and Exchange Commission on April 18, 1997 (the "Schedule 13D") by Adam Frieman, Gary L. Shapiro, Jan Sirota, Joseph Huston, Michael Zarriello, Neal Polan, Peter Offermann, Robert W. Barron, Keith B. Stein, Stephen L. Gurba, The SIII Associates Limited Partnership and Third Addison Park Corporation, relating to the common stock, par value $.01 per share, of DVL, Inc., a Delaware corporation. By this Amendment, Keith B. Stein hereby removes himself as a joint filer from the Schedule 13D and any amendments thereto. Mr. Stein is fulfilling his filing obligations under Rule 13d of the Securities Exchange Act of 1934 through the filing of an alternative amended joint filing on Schedule 13D with Jay Chazanoff, Lawrence J. Cohen, Milton Neustadter, Ron Jacobs and Stephen Simms of even date herewith. Page 4 of 4 Pages Signature After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: September 24, 1999 /s/ Keith B. Stein ------------------ KEITH B. STEIN -----END PRIVACY-ENHANCED MESSAGE-----